Capital Compliance is intended in the first place for services in charge of control, deontology or “Compliance” in banking establishments. It permits, thanks to a daily analysis of movements, to reveal the operations and, more generally, risky behaviors.

Considering risks encountered by financial establishments in the Compliance domain, solutions that are not flexible and evolutional enough, offered by most of the IT developers of back and middle office systems management, can't be considered satisfying anymore.

Capital Compliance gives the possibility to the auditors of the establishments that use it to easily add controls, apply them on the set of transactions that have been completed, analyze through a reporting tool all the elements related to operations that are considered to be doubtful and eventually ask for an update of the production tool system in order to block in real time such future operations.

Capital Compliance allows :

• The segmentation of clients in order to apply the appropriate rules of analysis.
• The scoring of clients.
• Alerts emission upon Elementary operations, Accumulation of operations over a certain period, Ratios excess, Flows in transit, Presence of particular syntax elements in the movement descriptions (country risk, client risk, OFAC lists, GAFI, official journal, etc.), absence of movements.
• Alerts follow up.
• Surveillance of suspect clients.
• Declaration of suspicions TRACFIN and SICCFIN.

Through the follow up of the integrated customer relation of Capital, these alerts and the necessary follow-ups that ensue could be shared by all the actors of the Bank.