All the Compliance None of the Headaches.

Our CapitalCompliance™ solution equips you to manage market and operational risks as well as addresses regulatory reporting. Compliance officers have, at their fingertips, relevant and easily configurable monitoring tools and personalized dashboards. Designed with an open and scalable architecture, the multilingual solution allows for rapid deployment.

Do these challenges sound familiar?

  • Awareness of ever changing regulations globally

    Banking regulations are continuously re-defined and updated. Time spent understanding and complying with these regulations takes away from client management as well as increases the risk.

  • Avoiding regulatory fines

    Regulatory fines can quickly begin to erode profit margins. Visibility to potential exposures is an imperative.

  • Ensuring compliance across all branches or offices

    Keeping all bank managers current and compliant with country-specific and cross-border banking regulations is difficult to manage and control within your banking ecosystem.

  • Missed Market Opportunity

    Struggling with maintaining compliance with local and global regulations can become a real problem, not just a costly one. Governing entities can prevent you from entering new markets due to non-compliance.

  • Build or Buy in Time

    With regulations changing every year, your technology must keep up. Should you hire staff to build and maintain the solution or buy it? Which option will provide the quickest time to market with the most highest level of timely compliance?

Ensuring Exposure-Free Banking Globally

CapitalCompliance mitigates risk and ensures compliance across all of your entities while addressing all regulatory and financial reporting requirements. Our solution analyzes banking and customer data to make calculated risk assessments, and identifies regulations by country that should be considered for compliance.

Foreign Account Tax Compliance Act (FATCA)

The module supports bankers with the reporting and documentation required by United States Federal government to ensure interfaces with our products CapitalBanker™, CapitalPrivate™ and any other 3rd party system

The CapitalCompliance FATCA module includes information gathering of all the necessary data to identify U.S. entities and individuals, classifying them based on predefined indicia. It empowers the compliance officer and the customer representatives to perform the complete FATCA process from due diligence, documentation, analysis and follow up. Alerts are automatically generated and are subject to a workflow of intervention and decision by the concerned parties.

Common Reporting Standard (CRS)

The Common Reporting Standard (CRS), generally known as the Global FATCA, is a regulation initiated by the OECD, focused on preventing tax evasion and promoting a global automatic exchange of information between EU countries that agree to implement the reporting standard.

The CRS module gathers all the necessary data to identify Corporate and Retail customers, classifying them based on predefined indicia.

The module supports the compliance officer and the customer representatives with the complete CRS process from due diligence, documentation, analysis and follow up. Alerts are automatically generated and are subject to a workflow of intervention and decision by the concerned parties.

Know Your Customer Guidelines (KYC)

Our KYC module provides tools and reports to enable our clients to comply with the KYC guidelines. In addition, our KYC module helps you to better understand your customers and their financial behavior, while protecting your bank against unnecessary risks.

Anti-Money Laundering (AML)

Our AML Module enables you to monitor, document, analyze client information and behavior, match against internal and external blacklists, identify as well control any suspicious transactions and eventually report breeching clients to the concerned authorities.

Our module is designed to follow the Risk Based Approach method allowing the automatic and/or manual scoring of clients. The module is fully customizable and allows you to set alerts and triggers to address different reporting and business scenarios.

External information, such as public blacklists provided by OFAC or private blacklists provided by World Check® or Dow Jones® are being supported and can be easily integrated.